Business & Economy
United States · Direct U.S. connection
Nasdaq Halts Trading in Eve Holding, Inc. Warrants Due to Regulatory Concern
Nasdaq initiated a trading halt for Eve Holding, Inc. Warrants (EVEX.W) on October 21, 2026, citing regulatory concern [1]. While Nasdaq halted the warrants, earlier SEC filings indicated warrants for the U.S. company were listed on the NYSE [3][4].
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THE PRIMARY BRIEF
- 01 · The primary finding
Trading in Eve Holding, Inc. Warrants (EVEX.W) was halted by Nasdaq on October 21, 2026, due to regulatory concern. SEC filings from August 2026 indicate the company's warrants (EVEX-WT) were on NYSE.
- 02 · The primary evidence
Nasdaq halted EVEX.W with H11 code for "regulatory concern" on Oct 21, 2026. H11 can relate to halts on other exchanges for dual listings. Eve Holding, Inc. (EVEX, EVEX-WT) was on NYSE as of Aug 2026, and its Exchange Act registration was revoked. Pomerantz LLP investigated the company in Sept 2022 regarding warrant accounting issues.
- 03 · Why it matters
The halt restricts trading of EVEX.W, potentially affecting investors. The lack of specific details about the regulatory concern and past accounting issues related to warrants could create uncertainty for the company and its investors.
Nasdaq halted trading in Eve Holding, Inc. Warrants (EVEX.W) on October 21, 2026, at 4:06:44.951 PM ET. The exchange issued halt code H11, which signifies a "regulatory concern". Trading halts with an H11 code can also occur when Nasdaq honors a halt initiated on another exchange for a dually listed security.
The specific nature of the regulatory concern that led to this trading halt has not been publicly disclosed in the available information.
Eve Holding, Inc. is identified as a U.S. company within the Industrials sector. Johann Christian Jean Charles Bordais is listed as its CEO. As of August 4, 2026, SEC filings indicated that Eve Holding, Inc. common stock (EVEX) and its warrants (EVEX-WT) were on the New York Stock Exchange (NYSE). The company's Exchange Act registration was revoked by August 4, 2026. Its registration as a Municipal Advisor was also revoked and cancelled. The Nasdaq halt of EVEX.W, while SEC filings from August 2026 show warrants on NYSE, suggests a potential dual listing or a change in listing status for the warrants.
In September 2022, law firm Pomerantz LLP announced an investigation into Eve Holding, Inc.. This investigation concerned whether the company and its officers or directors had engaged in securities fraud or other unlawful business practices. This followed a September 29, 2022, disclosure by Eve Holding, Inc. that its condensed consolidated financial statements for the quarter ended June 30, 2022, should not be relied upon. The company had reviewed its accounting for warrants to acquire 24,200,000 shares of common stock, which were issued and became exercisable on May 9, 2022. It expected to recognize certain non-cash expenses related to these warrants for the second quarter of 2022.
It remains unclear if the current trading halt is connected to these prior regulatory and accounting issues or if it stems from new developments.
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